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User Handbook

Incident Management

Report, document, and notify authorities about serious incidents

Reporting a New Incident

  1. Navigate to ComplianceIncidents.
  2. Click Report incident.

Incident Form

Severity

LevelDescriptionEffect
CriticalData loss, discrimination, security breachAffected agents are suspended automatically
HighMaterial malfunction, repeated wrong outputsNotification to all responsible parties
MediumSingle error, no personal harmDocumentation for audit

Required Fields

  • Affected agent — Select from registered agents
  • Description — What happened?
  • Affected users — Estimated count
  • Time of occurrence — When was the incident noticed?
  • Immediate actions — What was done right away?

Workflow After Reporting

  1. Affected agents are automatically suspended (for Critical severity).
  2. All responsible parties (from the responsibility chain) are notified via a governance event.
  3. The incident appears in the Compliance Dashboard with status tracking.

Root-Cause Analysis & Corrective Actions

After the immediate response, add:

  • Root-cause analysis — Why did it happen?
  • Corrective actions — What is being changed to prevent recurrence?
  • Authority notification — Has the supervisory authority been informed? (Art. 62, only for serious incidents)

Closing the Incident

Click Close incident once all actions are documented. The incident is archived as compliance evidence in the Evidence Package.

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